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Information disclosures by issuers

PP issuers have less regulatory requirements to disclose detailed financial and operational data during the capital raising process as well as on an ongoing basis. Private Placement Memorandum (PPM) is often the main source of information about the issuer’s business plans.

 

IOICM provides tools and templates for the issuers to provide as much information and disclosures to the prospective investors as they can.  While IOICM reviews all offering materials to ensure that they do not contain potentially misleading information, IOICM does not offer an opinion on the merits of each individual issuer or potential returns.  Investors should note that PPM may contain forward looking statements that may or may not be achieved.