Category: Understanding Private Placements

PPs are securities issued by a company in accordance with an exemptions from the SEC’s registration requirements.  PPs allow companies

Private Placements are used by companies in all stages of their development.  Any company that is duly incorporated can issue

Although large mature companies can use PPs to raise capital, PPs are often used by smaller, early stage or growing

Unlike securities issued in public markets, PPs  tend to have very limited secondary market liquidity.  Therefore, investors participating in Private

PP issuers have less regulatory requirements to disclose detailed financial and operational data during the capital raising process as well

Companies listed on IOICM platform issue securities to investors. As a security holder, investor has all the rights normally associated

All issuers are subject to anti-fraud provisions of the Securities Regulations. Fraud Detection and Reporting – The Office of Fraud